Progression Risk, Urinary Protein Excretion, and Treatment Effects of Angiotensin-Converting Enzyme Inhibitors in Nondiabetic Kidney Disease
David M. Kent*,
Tazeen H. Jafar,
Rodney A. Hayward,
Hocine Tighiouart*,
Marcia Landa*,
Paul de Jong,
Dick de Zeeuw,
Giuseppe Remuzzi||,
Anne-Lise Kamper¶,
Andrew S. Levey* for the AIRPD Study Group
* Institute for Clinical Research and Health Policy Studies, Tufts University-New England Medical Center, Boston, Massachusetts; Department of Medicine, Aga Khan University, Karachi, Pakistan; Department of Internal Medicine, University of Michigan Health System, Ann Arbor, Michigan; Department of Internal Medicine, University of Groningen, Groningen, Netherlands; || Institute di Recherche Farmacologiche "Mario Negri", Bergamo, Italy; and ¶ Department of Nephrology, University of Copenhagen, Rigshospitalet, Copenhagen, Denmark
Address correspondence to: Dr. David M. Kent, Institute for Clinical Research and Health Policy Studies, Tufts-New England Medical Center, 750 Washington Street, #63, Boston, MA 02111. Phone: 617-636-3234; Fax: 617-636-8023; dkent1{at}tufts-nemc.org
Received for publication October 2, 2006.
Accepted for publication March 29, 2007.
It is unclear whether patients with nondiabetic kidney diseasebenefit from angiotensin-converting enzyme inhibitor (ACEI)therapy when they are at low risk for disease progression orwhen they have low urinary protein excretion. With the use ofa combined database from 11 randomized, clinical trials (n =1860), a Cox proportional hazards model, based on known predictorsof risk and the composite outcome kidney failure or creatininedoubling, was developed and used to stratify patients into equal-sizedquartiles of risk. Outcome risk and treatment effect were examinedacross various risk strata. Use of this risk model for targetingACEI therapy was also compared with a strategy based on urinaryprotein excretion alone. Control patients in the highest quartileof predicted risk had an annualized outcome rate of 28.7%, whereascontrol patients in the lowest quartile of predicted risk hadan annualized outcome rate of 0.4%. Despite the extreme variationin risk, there was no variation in the degree of benefit ofACEI therapy (P = 0.93 for the treatment x risk interaction).Significant interaction was detected between baseline urineprotein and ACEI therapy (P = 0.003). When patients were stratifiedaccording to their baseline urinary protein excretion, amongthe subgroup of patients with proteinuria 500 mg/d, significanttreatment effect was seen across all patients with a measurableoutcome risk, including those at relatively low risk (1.7% annualizedrisk for progression). However, there was no benefit of ACEItherapy among patients with proteinuria <500 mg/d, even amonghigher risk patients (control outcome rate 19.7%). Patientswith nondiabetic kidney disease vary considerably in their riskfor disease progression, but the treatment effect of ACEI doesnot vary across risk strata. Patients with proteinuria <500mg/d do not seem to benefit, even when at relatively high riskfor progression.
There is increasing awareness that patients who are enrolledin clinical trials can vary substantially in terms of theiroutcome risk (14) and that this variation may be moreextreme in meta-analyses of individual patient data (5). Whenoutcome risk varies substantially among trial enrollees, theoverall treatment effects that are seen in the trial might obscureclinically important treatment-effect heterogeneity that isunlikely to be detected by conventional subgroup analysis butthat is likely to be detected with risk-stratified analyses(24).
Chronic kidney disease (CKD) is a major public health problem.Data from the Third National Health and Nutrition ExaminationSurvey (NHANES III; 1999 to 2000) suggest that approximately12% of the US population aged 20 yr may have CKD (6). Adverseoutcomes of CKD include loss of kidney function, sometimes leadingto kidney failure, and cardiovascular disease (7,8).
A pooled analysis of individual patient data from 11 randomized,controlled trials (919) revealed strong and consistenteffects of angiotensin-converting enzyme inhibitors (ACEI) inslowing the progression of nondiabetic kidney disease, althoughthe treatment effect was modified by the degree of urinary proteinexcretion, with benefit increasing in patients with greaterproteinuria (2022). Our objective was to use a risk modelto examine the variation in the risk for progression of kidneydisease at baseline among patients who were included in thisindividual patient data meta-analysis (IPDMA) and to test whethera risk-stratified analysis demonstrates previously undiscoveredvariation in the treatment effect of ACEI in preventing progressionof kidney disease. Our hypothesis was that many patients whoare enrolled in clinical trials are at very low risk for progressioneven in the absence of therapy and are therefore unlikely tobenefit from treatment.
For this analysis, we used the pooled individual patient datafrom nine published and two unpublished randomized trials thattested ACEI therapy in patients with nondiabetic nephropathy(n = 1860). Descriptions of the inclusion and exclusion criteria,of search strategies used to identify the studies, of the studyand patient characteristics of the included randomized trials,and of the methods that were used to pool the studies were previouslydescribed (20,23). Briefly, the database was compiled over 4yr starting in 1997 and included patients who were enrolledbetween March 1986 and April 1996. In each of these studies,patients were randomly assigned to antihypertensive regimenseither with or without ACEI. The ACEI included captopril, enalapril,cilazapril, benazepril, and ramipril. Antihypertensive medicationswere used in both treatment groups to achieve a target BP <140/90mmHg in all studies. All patients were followed at least onceevery 3 mo for the first year and at least once every 6 mo thereafter.The primary outcome for the pooled analysis was "kidney diseaseprogression," defined as a combined end point of a two-foldincrease (doubling) in serum creatinine concentration from baselinevalues or development of kidney failure, defined as the onsetof long-term dialysis therapy. The database was not updated,so the results of this analysis could be compared with previouslyreported results (2023).
Assessing Heterogeneity of Outcome Risk
To assess baseline risk heterogeneity, we used a simple algorithmthat has been proposed for this purpose (1). Briefly, basedin part on previous modeling (2022), we developed a Coxproportional hazard model using the primary outcome (kidneydisease progression) as the dependent variable and previouslyidentified risk factors for this outcome (exclusive of ACEItherapy or treatment assignment), using patients in both thetreatment and the control condition. This risk model was thenused to categorize patients in the data set into equal-sizedquartiles on the basis of predicted risk. In addition to computingthe observed rates of the outcomes in each risk quartile, wecomputed the observed odds of having the event of interest (kidneydisease progression) in the lowest and highest quartiles ofpredicted risk after 1 yr in patients who were randomly assignedto the control group. We then calculated the following heterogeneitymetrics (1), based on outcomes in patients who were assignedto the control group: (1) Extreme quartile odds ratio (EQuOR):calculated as the ratio of the odds of the event in the upperquartile to the odds in the lower quartile; and (2) extremequartile rate ratio (EQuRR): This is the rate ratio for theevent of interest in the group of patients in the upper quartileof predicted risk as compared with the group of patients inthe lower quartile of predicted risk estimated from a Cox modelthat considers only the patients of the two extreme quartiles(5).
Assessing Heterogeneity of Treatment Effect
In addition to examining the heterogeneity of the outcome risk,we tested for treatment-effect differences in high-risk versuslow-risk patients by testing for an interaction between riskfor progression and treatment effect, to test whether patientsat high risk for progression are more or less likely to benefitthan those at lower risk for progression. We did this in twoways: (1) Using the patient-specific hazard of progression (calculatedby the Cox model) as a linear term, which we considered ourprimary analysis, and (2) using quartile of risk as an ordinalvariable, as our secondary analysis.
Because a previous treatment x urinary protein excretion interactionhad already been identified, indicating that ACEI therapy ismore effective in patients with higher urinary protein excretion,we performed similar risk-stratified analyses on subgroups withurinary protein excretion 500 versus <500 mg/d. For eachproteinuria strata, we used the same risk model that was usedto stratify the overall sample, which included the degree ofproteinuria as a predictor.
The baseline characteristics of our study sample are shown inTable 1. As previously reported, of the 1860 patients in thestudy sample, 311 (16.8%) experienced marked or severe kidneydisease progression (doubling of baseline serum creatinine concentrationor kidney failure): 124 (13.2%) in the ACEI group and 187 (20.5%)in the control group (P = 0.001). A total of 176 (9.5%) developedkidney failure: 70 (7.4%) in the ACEI group and 106 (11.6%)in the control group (P = 0.002).
Risk Model
The risk model included the following baseline variables: Age(log-transformed), gender, serum creatinine, urinary proteinexcretion, and systolic BP (Table 2). Model discrimination wasgood with an area under the receiver operator characteristiccurve of 0.83, and the Hosmer-Lemeshow test indicated good calibration(P = 0.33).
Table 2. Risk model predicting the risk for kidney disease progressiona
Heterogeneity of Outcome Risk
Quartiles of predicted risk are shown in Figure 1, accordingto treatment assignment. Among patients who were assigned tothe control group, the outcome rate in the lowest risk quartilewas 0.4%, whereas the rate in the highest risk quartile was28.7%. This yields an EQuOR of 105 (odds in highest risk quartile0.40; odds in lowest quartile 0.004) and an extreme quartilerisk ratio EQuRR of 71, indicating extreme heterogeneity ofoutcome. Patient characteristics in these quartiles of riskare shown in Table 3.
Figure 1. Risk-stratified outcome rates (doubling of baseline plasma creatinine or kidney failure with need for dialysis). This graph depicts outcome rates in equal-sized quartiles of predicted risk on the basis of the multivariable model, from low-risk patients (quartile 1) to high-risk patients (quartile 4), in patients randomly assigned to control therapy () and angiotensin-converting enzyme inhibitor (ACEI) therapy ().
Heterogeneity of Treatment Effect
Despite the extreme variation of outcome risk in high- versuslow-risk patients, the treatment effect across risk groups didnot show variation across risk, either when risk was treatedas a continuous variable (P = 0.93) or when risk quartile xtreatment was examined (P = 0.80). This is consistent with Figure 1,which shows roughly similar treatment effects across all fourquartiles. However, given the heterogeneity in outcome risk,there is considerable variation in the absolute benefits oftherapy across risk strata; the number needed to treat (NNT)for 1 yr to prevent progression of disease in one patient inthe low-risk group is 454, whereas this NNT is only 11 in thehigh-risk group. Consistent with our previous reports, significantinteraction was detected between the presence or absence ofurinary protein excretion 500 mg/d and treatment effect on theoutcome risk (interaction P = 0.003), indicating greater benefitin those with greater proteinuria (21).
Stratification by the Presence of Proteinuria 500 mg/d
When patients were stratified by the presence or absence ofurinary protein excretion 500 mg/d, outcomes remained heterogeneouseven within each of these strata (Figure 2). Among patientswith proteinuria above this level, the EQuRR was 19 and theEQuOR was 129. Because there were no poor outcomes among thelowest risk quartile among control patients with proteinuria<500 mg/d, the EQuOR and EQuRR were undefined.
Figure 2. Risk-stratified outcome rates (doubling of baseline serum creatinine or kidney failure) in patients with and without urinary protein excretion 500 mg/d. These graphs depict the outcome rates in equal-sized quartiles of predicted risk on the basis of the multivariable model, from low-risk patients (quartile 1) to high-risk patients (quartile 4), in patients who were randomly assigned to control therapy () and ACEI therapy (). (Top) Patients with urinary protein excretion 500 mg/d. (Bottom) Patients with urinary protein excretion <500 mg/d.
Among the 61% of patients with proteinuria 500 mg/d, a substantialtreatment effect was seen across all patients with a measurableoutcome risk, including those at relatively low risk (1.7% annualizedrisk of progression). Conversely, among the 39% of patientswith proteinuria <500 mg/d, no treatment benefit was found,even among patients with a relatively high risk for kidney diseaseprogression (19.7% annualized risk of progression in the controlgroup of the highest risk quartile). No risk x treatment heterogeneitywas seen within the proteinuria strata (P = 0.29 for those withproteinuria 500 mg/d; P = 0. 08 for those with proteinuria <500mg/d). Within the strata of patients with proteinuria 500 mg/d,the NNT ranged from 58 in the low-risk group to nine in thehigh-risk group (Tables 2 and 3).
Our analysis demonstrates that the patients who were includedin the IPDMA of 11 trials that tested ACEI therapy in patientswith nondiabetic kidney disease varied considerably in theirbaseline risk for kidney disease progression. The risk for progressionin that quartile of patients at highest risk was approximately70-fold the risk in the lowest quartile, corresponding to avariation in average probability of kidney disease progressionin 1 yr from 28.7 to only 0.4% when treated with antihypertensiveagents other than ACEI. Our analysis demonstrates that the treatmenteffect of ACEI therapy is consistent across all risk categories.However, despite the consistency of effects on the odds ratioscale, the heterogeneity of progression risk suggests heterogeneityof treatment effect on the absolute scale, with progressivelyless benefit as risk decreases. Given the extremely low riskfor progression in the lowest quartile of risk, near-identicaloutcomes to population-wide therapy could be achieved by treatingjust the highest risk three fourths of patients (Figure 1).
The model also revealed considerable heterogeneity of outcomerisk in patients both with and without 500 mg/d proteinuria.Indeed, for patients with urine protein excretion <500 mg/d,because there were no outcomes in the lowest risk quartile,the extreme quartile rate ratio was undefined. For patientswith urinary protein excretion 500 mg/d, the outcome rate forthose at high risk was 19-fold higher than those at low risk.
To our knowledge, only one previous study examined the degreeof heterogeneity of baseline risk in a IPDMA (5). That analysisincluded eight clinical trials (1792 patients, 2947 yr of follow-up)on the efficacy of high-dosage acyclovir in HIV infection andfound a >100-fold difference in the risk for the outcomein the lowest compared with the highest risk quartiles. Ourstudy results are consistent with their conclusions that meta-analysismay be a study design with extreme heterogeneity of the baselinerisks compared with single studies. Indeed, using the same heterogeneitymetrics, we found similarly high degrees of heterogeneity, becausethere were no outcomes in the lowest quartile.
However, despite the wide range in outcome risk, the treatmenteffect of ACEI was homogeneous on the relative risk scale acrosspatients at different risk within each of the protein strata.Within the category of patients with proteinuria above thisthreshold, the beneficial effect of ACEI seems to be very strongand consistent across all categories of risk, even those atlowest risk. Patients with proteinuria below this threshold,however, do not seem to benefit. This is true even for patientswho, on the basis of older age, higher serum creatinine, andhigher systolic BP, are at considerable progression risk. Indeed,in the sample of patients who were included in these trials,targeting ACEI therapy to the 61% of patients with proteinuria500 mg/d would lead to slightly better outcomes than population-widetherapy.
Our analysis confirms previous analyses of this database thatdemonstrated that the beneficial effect of ACEI is strongerin patients with greater proteinuria at the onset of therapyand that the greater degree of benefit is related to the antiproteinuriceffects of ACEI (17,2022,24). However, it was unclearfrom these previous analyses whether patients with lower urineprotein excretion obtained benefit from ACE inhibition or theabsence of an effect was an artifact of the low outcome ratein the subgroup with less proteinuria. Our analysis shows thateven among the subgroup of patients who have urine protein excretion<500 mg/d and are at relatively high risk for disease progression,ACEI therapy does not have any advantage in preventing kidneydisease progression compared with other antihypertensive regimens.This suggests that proteinuria is a specific marker of riskthat is modified by ACEI therapy versus other antihypertensiveagents, whereas the other baseline risk factors (including age,BP, and serum creatinine) identify risk that is not specificallymodifiable with ACEI therapy versus other antihypertensive agents.
The ratio of protein to creatinine concentration in spot urinesamples has been shown to correlate well with 24-h urine proteinexcretion (25). Based in part on previously reported resultsfrom our database, recent guidelines recommend measurement ofspot urine total protein to creatinine ratio in all patientswith CKD, and use of ACEI or angiotensin receptor blockers isrecommended in patients who have nondiabetic kidney diseaseand spot urine total protein to creatinine ratio >200 mg/gto slow progression of CKD (26). More recently, the developmentand application of a kidney risk score in patients with CKDfor predicting progression was proposed by some (27). Our findingssuggest that once proteinuria is taken into account, furtherscoring does not offer incremental value in the decision toinitiate ACEI therapy for nondiabetic CKD.
Several recent studies have called into question the efficacyof ACEI compared with other antihypertensive agents in slowingthe progression of kidney disease (28,29), most notably theAntihypertensive and Lipid Lowering Treatment to Prevent HeartAttack Trial (ALLHAT), (30,31) which failed to demonstrate thesuperiority of the ACEI lisinopril over other antihypertensiveagents in CKD (32). The heterogenous benefits of ACEI on kidneydisease progression according to the level of proteinuria hasbeen invoked as an explanation for the results of ALLHAT (30,31),whose design features favored inclusion of lower risk patientswith CKD (presumably with a low prevalence of proteinuria).Indeed, the annualized risk for progression in ALLHAT was <0.5%,placing them in our lowest risk quartile. From Figure 2 of ouranalysis, it becomes apparent that the small degree of absolutebenefit to such low-risk patients that is expected to accrueeven when they have significant proteinuria (approximately 0.2%per year) can easily be obscured by statistical fluctuationsamong low-proteinuria patientsparticularly when patientswith low proteinuria predominated in the ALLHAT trial. Stratifyingpatients by both the risk for progression and degree of proteinexcretion as we have done here reveals differences in the treatmenteffect among patient groups on both the absolute and relativerisk scale simultaneously, which can be helpful in understandingthe heterogeneous results across trials.
Similarly, the overall results of the meta-analysis by Casaset al. (28), which did not suggest a specific benefit of ACEI,reflect primarily the results of ALLHAT, which overwhelmed theother studies. Indeed, the subgroup analysis that included justthe trials that enrolled patients without diabetes and examinedthe outcome of kidney disease progression are in agreement withour results. Finally, a recent study by Suissa et al. (29) showedthat the incidence of kidney failure in patients with diabeteswas higher among patients who were on ACEI therapy. These resultsare of only indirect relevance to ours, because our databasecontained only patients without diabetes and theirs containedonly patients with diabetes. Furthermore, we advise cautionin interpreting the results of Suissa et al. given the nonrandomizednature of the study and the strength of the randomized evidencefor benefit for inhibitors of the rennin-angiotensin system(3335). Thus, the previously reported results of theAIPRD Study databasethat the beneficial effects of ACEIin nondiabetic nephropathy seem to be greater than expectedfor the differences between randomized groups in the level ofBP (22) and that these effects depend on the level of proteinuriahavenot been directly challenged by the recently reported studies.
There are limitations to this study. Stratification of patientswas based on a risk model that was developed on the same patientdatabase. Overfitting of the risk model can potentially overestimatethe degree of outcome risk heterogeneity. However, because weused only five especially salient clinical risk variables anddid not mine the database for additional variables that mighthave more subtle influences, we do not believe that overfittingsubstantially influenced our results. An additional limitationof our study is the relative racial/ethnic homogeneity of thesample, which may limit the generalizability of the resultsto more diverse populations. Also, it should be noted that theincluded studies were not themselves designed to assess theprotective effects of ACEI in patients with varying degreesof baseline proteinuria, and there is a risk for false-positiveeffects when multiple post hoc analyses are performed. However,testing for treatment modification by level of protein excretionwas a primary aim for our IPDMA (20,21).
Last, this study does not address the potential benefit of ACEItherapy in preventing cardiovascular disease, an important therapeuticgoal in CKD (35,36). The studies that were included in our IPDMAwere not designed to assess the effectiveness of ACEI on cardiovascularevents. Studies that have examined the effects of ACEI on cardiovascularoutcomes in patients with kidney disease have not been whollyconsistent in determining whether these agents have specificbenefits compared with other antihypertensive agents (3739),although the results of some studies suggest that this effect,too, may be specific to or more pronounced in patients withgreater proteinuria (39,40).
Our analysis did not provide strong support for the conceptthat a risk model based on age, gender, BP, serum creatinine,and proteinuria would be helpful for selecting patients whomight be likely or unlikely to get additional benefit from ACEItherapy on progression of kidney disease, because, from a practicalstandpoint, targeting therapy can be accomplished by the measurementof urine protein excretion alone better than by the applicationof a full risk model. Despite a high degree of variation inthe risk for disease progression, the treatment effect of ACEIin nondiabetic kidney disease seems to be independent of baselinerisk. Among patients with urine protein excretion 500 mg/d,ACEI seem to be very effective, and some benefit is apparenteven in patients who have otherwise favorable characteristicsand are at relatively low risk for progression. However, forpatients with lower urine protein excretion, ACEI do not seemto offer protection against kidney disease progression, evenamong patients with unfavorable risk characteristics and a relativelyhigher likelihood for progression.
Members of the AIPRD Study Group other than the authors include:Pietro Zucchelli (Via P Palagi, Italy), Gavin Becker (Melbourne,Australia), Kym Bannister (Adelaide, Australia), Paul Landais(Paris, France), Jean-Pierre Grunfeld (Paris, France), PieroRuggenenti (Bergamo, Italy), Annelisa Perna (Bergamo, Italy),Benno U. Ihle (Melbourne, Australia), Andres Himmelmann (Goteborg,Sweden), Lennart Hannson (Goteborg, Sweden), Gabe G. Van Essen(Groningen, Netherlands), Alfred J. Apperloo (Groningen, Netherlands),Lamberto Oldrizzi (Verona, Italy), Carmelita Marcantoni (Verona,Italy), Joseph Lau (Boston, MA), Ioannis Giatras (Athens, Greece),Barry M. Brenner (Boston, MA), Nicolaos E. Madias (Boston, MA),Robert Toto (Dallas, TX), Shahnaz Shahinfar (West Point, NJ),Barbara Delano (Brooklyn, NY), Tauqeer Karim (Boston, MA), PaulC. Stark (Boston, MA), Christopher H. Schmid (Boston, MA), SvendStrandgaard (Copenhagen, Denmark), Giuseppe Maschio (Verona,Italy), and Ronald D. Perrone (Boston, MA).
D.M.K. had full access to all of the data in the study and takesresponsibility for the integrity of the data and the accuracyof the data analysis.
Footnotes
Published online ahead of print. Publication date availableat www.jasn.org.
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