Christian Morath*,
Martina Mueller,
Hartmut Goldschmidt,
Vedat Schwenger*,
Gerhard Opelz and
Martin Zeier*
Departments of *Nephrology, Gastroenterology, Hematology/Oncology, and Transplant Immunology, University of Heidelberg, Heidelberg, Germany.
Correspondence to Dr. Christian Morath, Department of Nephrology, University of Heidelberg, Bergheimerstr. 56 a, 69 115 Heidelberg, Germany. Phone: 49-6221-9112-0; Fax: 49-6221-9112-79; E-mail: christian_morath{at}med.uni-heidelberg.de
An increased incidence of malignant tumors in transplant recipientswas recognized as early as in the 1970s, and this effect wasascribed to the administration of immunosuppressive medication(1,2). In the early days of transplantation medicine, however,the clinician faced fulminant acute rejection episodes and severeinfections; malignancy after transplantation represented onlya minor problem. With longer graft survival and older donors(as well as recipients) and with the introduction of more potentimmunosuppressive medication, malignancy represents a majorburden in transplantation medicine. The overall incidence ofmalignancy after renal transplantation has been reported asbeing 3 to 5 times higher compared with the general population(3,4). However, an increased frequency is not found for alltypes of cancer (Figure 1). According to the Cincinnati TransplantTumor Registry and other reports, the most frequent types oftumors are posttransplant lymphoproliferative disorder (PTLD)and squamous cell carcinoma (lip, cervix, vulva, skin) (5,6).
Many retrospective analyses do not adequately reflect the magnitudeof the problem (3,5). The cumulative prevalence of malignancyincreases with the duration of follow-up. After 10 yr, the riskof cancer in transplant patients was recently reported as being13.8-fold higher in transplant recipients than in the backgroundpopulation (7). When patients on hemodialysis were comparedwith transplanted patients, the risk of developing cancer was10 times higher in the latter group (8,9). The progressive increasewith time of observation is impressively illustrated by theAustralian experience. In this high-risk setting of fair-skinnedindividuals with intense exposure to sunlight, the cumulativeincidence of skin cancer, calculated by life-table analysis,increases progressively from 7% after 1 yr, to 45% after 11yr, and 70% after 20 yr of immunosuppression (10). Among otherfactors, duration and intensity of immunosuppression emergedas a particularly powerful risk factor (10).
Incidence and type of cancer after renal transplantation varybetween centers, countries, and time periods (11). Some of thisvariation is accounted for by the impact of competing causesof death. For instance, according to a report from the Glasgowtransplant program, during the first 14 yr of the program (1969to 1982), 40% of patient deaths were attributed to infection,23% to cardiovascular disease, and 10% to malignancies. Duringthe subsequent 14 yr, deaths resulting from infection decreasedsubstantially, and the relative and absolute frequency of deathfrom cardiovascular disease and malignancy increased concomitantly(9,11).
In single-center reports from Glasgow and Leiden, death dueto malignancy was found in 15% and 14% of kidney graft recipients,respectively (9,12). In contrast, only 2.6% of renal allograftrecipients in Japan were reported to have developed a malignancybetween 1970 and 1995 (13).
Immunosuppression and Malignant Transformation
In renal transplant recipients, the frequency of two types ofmalignancies stands out: skin cancer and lymphoproliferativedisease. The spectrum for the latter ranges from benign PTLDto non-Hodgkin lymphoma (NHL). Evaluation of the literatureon PTLD is complicated by the fact that reports commonly includecases with polyclonal proliferation as well as monoclonal lymphoproliferativedisorders. According to the literature, malignancies of thelymphoproliferative system occur mostly within the first threeyr after renal transplantation. The high overall risk of malignancyin heavily immunosuppressed patients is primarily due to thedevelopment of NHL. It has been claimed that the introductionof new and more potent immunosuppressive regimens is associatedwith an increased incidence of cancer after renal transplantation(14), but this statement is not supported by solid epidemiologicevidence. There are conflicting reports on whether the introductionof cyclosporine was followed by a higher frequency of malignanttumors (15,16). It has also been reported that malignanciesare more frequent in patients on triple drug regimens that includecyclosporine, azathioprine, and corticosteroids (17). Thereis little dispute that the development of lymphomas is particularlyincreased in patients receiving polyclonal or monoclonal antibodiesfor induction or rescue therapy. This is true for recipientsof both renal and cardiac allografts (18). In an analysis ofthe United Network of Organ Sharing (UNOS), the risk of malignancywas particularly high in patients who received a combinationof monoclonal antibodies, tacrolimus, and mycophenolate mofetil.In patients receiving this immunosuppressive regimen the overallrisk of any type of cancer compared with the matched backgroundpopulation was increased by a factor of 5.11, and the risk ofPTLD (with the above reservations) was higher by a factor of27.2 (19).
The hypothesis that the action of immunosuppressive drugs isresponsible for the increased incidence of tumors in transplantrecipients is supported by the observation that patients alsodevelop tumors if they receive immunosuppressive therapy forconditions other than transplantation, e.g., rheumatoid arthritis,systemic lupus erythematodes (SLE), or dermatomyositis. An increasedfrequency of lymphoproliferative disease in these patients hasbeen attributed to the administration of immunosuppressive agents,such as methotrexate, cyclosporine, or azathioprine (2022).
A relationship between the intensity of immunosuppression andan increased incidence of tumors has been shown most convincinglyfor skin cancer. The established risk factors for basal celland squamous cell cancer, such as exposure to sunlight, arealso operative in transplanted individuals (23). Yet durationand intensity of immunosuppression emerged as an additionalrisk factor (24,25). A predisposition to squamous cell carcinomamay also be related to the increased prevalence of human papillomavirus (HPV) in transplant patients. Presumably because of immunosuppression,it is found in almost 90% of allograft recipients (26). Viralproteins E6 and E7 of HPV inhibit the tumor suppressor genep53 and are thought to be involved in the induction of carcinomain this high-risk population. In addition, exposure of the skinto ultraviolet radiation causes DNA mutations by formation ofthymidine dimers, leading to inactivation of the tumor suppressorgene p53. Malignant proliferation is thought to be a resultof the failure to repair such mutations.
The relationship between tumorigenesis and immunosuppressionis not fully understood. The following points are of interestwith respect to the pathogenesis of posttransplant malignancies.Natural killer cells play an important role in the hostsdefense against malignancy (27). Depletion of natural killercells (NK-1.1) in mice increased the implantation and growthof B16 melanoma cells or CT 38 colon carcinoma cells (28). Afterinjecting colonic carcinoma cells into the superior mesentericvein of syngenic mice, injection of natural killer cells togetherwith interferon- reduced the tumor cell burden in the liver(29). The administration of anti-T cell antibodies, e.g., anti-Thy1.2 or anti-asialo GM-1, was associated with increased tumorcolonization (30). However, this was not true for all immunomodulatoryantibodies. For instance, anti-CD4 monoclonal antibody (keliximab)did not interfere with the immune response against malignantcells in mice (30). The recently introduced immunosuppressiveagent rapamycine (Sirolimus) is believed to combine immunosuppressiveaction with antitumor effects (31).
These clinical and experimental observations are compatiblewith the notion that the increased frequency of malignanciesin allograft recipients results mainly from immunosuppression.But this simple concept does not explain that the excess tumorincidence in kidney recipients is restricted to certain malignancies,such as skin tumors and lymphoma. It would therefore appearthat immunosuppression alone is not sufficient for tumor development:additional risk factors, such as the patients geneticbackground, viral co-infection, or sun exposure apparently playalso a role (Table 1).
Table 1. Malignancies after renal transplantationrisk factors
Conventional Risk Factors
Commonly known risk factors such as advanced age, cigarettesmoking (32), and analgesic abuse (33) are risk factors forposttransplant malignancies as well. For instance, in patientswith a history of phenacetin abuse, the risk of developing uroepithelialcarcinoma is strikingly increased (34). This observation evenled to the postulate that nephroureterectomy should be performedbefore transplantation.
Genetic Factors
Genetic factors are known to predispose to the development ofmalignancies, and this appears to apply also to transplantedpatients. According to one study, patients who had an invasivecarcinoma before transplantation had a much higher risk (RR2.38) of developing a second invasive carcinoma de novo aftertransplantation (32). Some rare primary renal diseases (particularlyvon Hippel-Lindau disease) are associated with an intrinsicallyhigher risk of developing renal cell carcinoma with an aggressiveclinical course. When such patients receive a renal allograft,the frequency of renal cell carcinoma increases further (35).The risk of carcinoma is also markedly increased in patientswith Wiskott-Aldrich syndrome or Drash syndrome. In transplantrecipients with these rare syndromes, an excessive frequencyof lymphoma and Wilms tumor was noted (36,37).
The hypothesis that genetic predisposition plays a role in thegenesis of posttransplant malignancies is also supported bythe observation that patients with malignancies after transplantationoften have more than one type of tumor. Patients with as manyas three different types of tumor have been reported (38). Inpatients with two malignancies, the most common secondary malignancyis a skin tumor. In a retrospective study by London et al. (39),skin tumors were found in 10 of 70 renal allograft recipientswho had other types of malignancies.
Chronic Viral Infections
Certain viral infections predispose transplant recipients tospecific types of malignancies (Table 2). Epstein-Barr virus(EBV) is frequently associated with lymphoma, and human herpesvirus 8 (HHV 8) is frequently associated with Kaposi sarcoma(40). NHL results from abnormal lymphoid cell proliferationafter aggressive or prolonged immunosuppression. Some 98% ofcases with PTLD are associated with latent EBV infection. EBVis a herpes virus that infects most adults and establishes anasymptomatic B cell infection via T cellmediated suppressionof viral growth (41). T-cell surveillance is impaired by cyclosporine,and it is even more disturbed by antibodies directed againstT cells, e.g. OKT3 or ATG. In vitro studies showed that coincubationof EBV-infected B cells with OKT3 or ATG resulted in increasedB cell proliferation and immortalization (42). Such a mechanismis also likely to play a role in vivo. Schmidtko et al. (42)described EBV-associated PTLD after renal transplantation inprimates, and this was particularly prominent in animals receivingan aggressive immunosuppressive conditioning regimen. The animaldata are in good agreement with a large multicenter study oftransplanted patients in which a higher rate of NHL was foundin patients after the administration of antilymphocyte antibodies(18). Cathomas et al. (42) reported an association of Kaposisarcoma with HHV 8 infection in a series of 18 renal transplantrecipients. It is of note that almost all of these patientshad received monoclonal or polyclonal antibodies as inductionor rescue therapy for steroid-resistant rejection (43).
Table 2. Viruses related to malignancies after transplantationa
Various types of papilloma virus are associated with skin, cervix,penis, or anogenital carcinomas (44).
Polyoma virus, which has recently attracted considerable clinicalattention, is a double-stranded DNA virus that induces acuteinterstitial nephritis in renal transplant recipients (45).It causes not only acute renal dysfunction, but is also tumorigenicby transforming cells mainly by the action of the middle T antigen(46,47).
At this point, some comments on the mechanism of virus-inducedtumor formation may be appropriate. For any virus to induceuncontrolled cell proliferation in vivo, at least 3 processesmust take place (48,49):
The virus must uncouple the mechanismscontrolling progressof the cell cycle and cell division.
Thevirus must prevent the host cell from undergoing apoptosis.
The proliferating cell, bearing viral-derived antigens onitssurface, must escape the attention of the host immune system.
Of particular interest is the escape from apoptosis, which isa requirement for sustained growth after transformation of thehost cell by oncogenic viruses. A class of proteins, FLIPs (FADDl Like Interleukin 1B converting enzyme-like protease InhibitedProteins), interfere with the initiation of apoptosis at thelevel of death receptors (50). Some FLIPs are encoded by class herpes viruses, e.g., herpes virus Saimiri (HVS) or HHV 8.So-called viral FLIPs (vFLIPs) inhibit apoptosis through severalapoptosis-reducing receptors (CD95, TNF-R1, TRAMP/DR3, and TRAIL-R1)that presumably share common signaling pathways (51). All virusesencoding vFLIPs can transform cells in vitro and are associatedwith tumors in susceptible hosts. HVS causes lymphoma and leukemiain susceptible primates and induces stable growth transformationof human T cells in vitro. HHV 8 is associated with Kaposi sarcomaand multicentric Castleman disease.
Another important pathway for virus-induced malignancy is interferencewith the p53 tumor suppressor gene (52). P53 induces cell cyclearrest or apoptosis in response to DNA damage. Small DNA virusesuse distinct mechanisms to counter p53. They either bind directlyto p53 and inhibit p53-mediated transcriptional activation,or they promote the degradation of p53 via the ubiquitin pathway.
Geographical Differences
A survey of the literature shows that the relative frequencyof malignancy after renal transplantation varies widely betweendifferent geographical regions. In Japan, tumors of digestiveorgans (50%)liver, stomach, colon, rectumare themost frequently observed posttransplant tumors, in good agreementwith the generally high prevalence of GI cancers in this country.In contrast, the frequency of skin cancer and lymphoma is lowin Japan (13). In the United Kingdom, the most frequent posttransplantmalignancies are lymphoma, renal cell carcinoma, carcinoma ofthe digestive system, and bronchial carcinoma (39). In SaudiArabia, the most frequent malignancies are Kaposi sarcoma, lymphoma(particularly in children), skin malignancy (with melanoma beingmore frequent in children than in adults), and anogenital cancers(53). In Australia, the risk of developing posttransplant skincancer, particularly spinocellular carcinoma, is extremely high.The most favored explanation for this unique Australian experienceis that a fair-skinned Caucasoid population is exposed to excessiveultraviolet light (54). In South East Asia, where hepatitisB and C infections are endemic, the frequency of liver cancerafter renal transplantation is high (55).
Transmission of a tumor via (micro)metastases of an undiagnosedmalignancy in the donor is rare, but this possibility must alsobe considered in the differential diagnosis of malignancy aftertransplantation. According to data from the Organ Procurementand Transplantation Network/UNOS, a total of 21 donor-relatedmalignancies was reported in 108,062 transplant recipients (56).Fifteen tumors were donor-transmitted (malignancies that existedin the donor at the time of transplantation), and six tumorswere donor-derived (de novo tumors that develop in transplantedhematogenous or lymphoid cells of the donor). Donor-derivedtumors have been reported in allografts obtained from donorswith bronchial carcinoma, breast cancer, and malignant melanoma(6,57). In some patients, cessation of immunosuppression ledto rejection of the donor-derived malignancy without furthertherapy. In most patients, however, specific anti-tumor therapywas necessary, i.e. surgery, chemotherapy, radiation, to induceremission.
Management of the Allograft Recipient with a Preexisting Malignancy
When a patient is considered for the transplant waiting list,the question arises whether a history of malignant disease isa contraindication to renal transplantation. One retrospectiveanalysis comprised 913 renal allograft recipients with a totalof 939 preexisting cancers (58), illustrating that more oftenthan not the nephrologist must deal with this problem in todaysaging dialysis population. There is consensus that a 2-yr waitingperiod should be interposed between the successful treatmentof cancer and transplantation. A waiting period is not requiredfor the following tumors: incidentally discovered renal cellcarcinoma, any type of in situ carcinoma, and basal cell carcinomaof the skin. Because of a high likelihood of recurrence evenbeyond the second year after treatment, a waiting period ofmore than 2 yr is advisable in patients with a history of malignantmelanoma, breast cancer, and colorectal carcinoma. The issueof recurrence was addressed in a retrospective study of 1297renal allograft recipients with a history of malignancy (59).For tumors diagnosed and treated before transplantation, thefrequency of recurrence after transplantation was 21%. For tumorsdiagnosed and treated after transplantation the respective figurewas 33%. Among tumors diagnosed and treated before transplantation,the frequency of recurrence after transplantation was highestfor breast cancer, symptomatic renal cell cancer, sarcoma, bladdercancer, and multiple myeloma (59).
Management of the Allograft Recipient with De Novo Malignancy after Transplantation
When a patient develops a malignancy de novo after renal transplantation,the question arises whether it is useful to reduce or stop immunosuppression.The underlying idea is that this move might allow rejectionof the malignancy by the recipients recovering immunesystem. If immunosuppression is stopped, particularly earlyafter transplantation, graft monitoring at short intervals isnecessary; otherwise fulminant rejection may be discovered toolate, with the potential consequence of graft rupture. Removalof the graft is often advisable.
Successful reduction or cessation of immunosuppression was reportedin transplanted patients who developed NHL and Kaposi sarcoma(60). Despite this the rate of death remained high in patientswith posttransplant lymphoma. Therapeutic strategies targetingB cells (61), including local or systemic administration ofspecific anti-CD24-, anti-CD21-, and anti-CD20- (rituximab)B cell antibodies, were successful with a follow-up of severalmonths (62,63). There are also reports of successful antiviraltreatment with acyclovir, valacyclovir, or ganciclovir in EBV-inducedlymphoproliferative disease (64). In patients who do not respondto these therapies or in severe disease, a treatment regimenincluding cyclophosphamide, doxorubicin, vincristine, and prednisone(CHOP) is recommended (65).
Transplant recipients with premalignant skin lesions shouldbe referred to a dermatologist for active treatment and closefollow-up. Skin cancers should be completely removed. Secondaryprevention includes the use of topical or systemic retinoidsin patients with actinic keratoses and squamous-cell carcinomaand reduction of immunosuppression when possible.
Posttransplant Kaposi sarcoma is particularly interesting becauseit is the tumor with the highest relative risk compared withthe background population (53). The clinical course is oftenaggressive, with a mortality rate of 34% within 3 yr of diagnosis.Involvement of visceral organs is an indicator of severe disease.Aggressive forms of gastrointestinal involvement may be diagnosedduring endoscopy. Reduction of immunosuppression leads to completeremission in 30% of the patients. Localized lesions may be treatedsurgically or by local radiation (66).
Immunotherapy of melanoma (67), colorectal cancer (68), andrenal cell carcinoma (69) is currently under investigation innontransplant patients. Whether these treatment modalities willbe useful in organ transplantation awaits further studies.
Screening of the Allograft Recipient for Malignancy
Regular tumor screening is advisable when a patient is consideredfor renal transplantation and especially after transplantation(Table 3) (75). The rising age of patients on the waiting listin conjunction with the increasing length of time patients spendon the waiting list enhances the risk that malignancy will escapedetection so that recipients with preexisting tumors will receivetransplants.
Table 3. Protocol for screening of patients after transplantationa
History and physical examination, with attention to symptomssuggesting organ involvement by PTLD, should be performed every3 mo during the first year after transplantation and at leastyearly thereafter.
Screening to detect skin tumors is most important. Periodicinspection of the entire skin, with emphasis on sun-exposedareas, by a dermatologist is mandatory (at least at yearly intervals).In high-risk patients (e.g., those who have previously beendiagnosed with squamous cell carcinoma), more frequent controlsare indicated (at least every 6 mo). Primary prevention of skincancers includes avoidance of sun exposure, use of protectiveclothing, and use of effective sunscreen by the patient, accordingto the European Best Practice Guidelines (70). Compliance isa universal problem. According to a study from Leeds, only 54%of patients remembered that they had received any advice concerningcancer prevention, and only 30% of patients knew why extra precautionsagainst sunlight were necessary (71).
Yearly gynecologic examinations are mandatory to exclude vulvar,perineal, and uterine malignancies. In women without hysterectomy,transvaginal ultrasonography is recommended.
Multicystic transformation of contracted kidneys in patientswith primary renal disease is a precancerous condition. Ultrasonographicexamination of the recipients kidney should be performedat least at yearly intervals. Urologic examination is indicatedin patients with a history of analgesic nephropathy who developmicrohematuria. Another high-risk group includes those patientswho received cyclophosphamide for treatment of vasculitis, especiallyin those patients where the cumulative dose exceeds 20 g (72).Some authors also recommend urologic examination in patientswho have been treated with azathioprine for more than 10 yr(73).
Periodic screening of feces for occult blood is advisable becausecolonic carcinoma is more frequent after renal transplantation.Patients with a history of ureterosigmoidostomy should undergocolonoscopy at least 10 yr after renal transplantation becauseof the risk of late colonic carcinoma (74).
For other solid organ cancers (prostate, breast), guidelinespublished for screening and prevention of solid organ cancersin the general population should be strictly applied to transplantrecipients.
Early diagnosis and treatment of posttransplant malignanciesis an important challenge in transplantation medicine. An evengreater challenge is the prevention of malignancies. Documentationof tumors arising de novo after transplantation as well as elucidationof their relationship with particular immunosuppressive treatmentregimens is a first step in this direction.
This overview attempted to summarize the available evidencein this area. As even more potent immunosuppressive drugs enterthe transplant field, it will be important to monitor theirtumor-inducing potential. Reduction of life-threatening infectionhad been a goal in the past decades. In the future, the reductionof posttransplant malignancies must be another target in theeffort to improve immunosuppression in graft recipients.
Acknowledgments
The critical advice of Professor Eberhard Ritz during the preparationof the manuscript is gratefully acknowledged.
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